New DOD Official Wants to Revamp Background Check Process (2024)

June 26, 2024 | By David Roza

The new head of the Defense Counterintelligence and Security Agency told lawmakers he aims to reverse years of poor management of DCSA’s background check modernization effort, which is already more than five years behind schedule and half a billion dollars over budget.

“We’re 8.5 years into a three-year program. We spent $1.345 billion on a $700 million program,” DCSA director David Cattler told a House Committee on Oversight and Accountability subcommittee at a June 26 hearing. “It’s unacceptable that we’ve gotten to where we are and we need to turn this thing around.”

Cattler was specifically referring to the National Background Investigation Services (NBIS) program, which underpins a larger reform of personnel vetting called Trusted Workforce 2.0. The reforms began after a massive data breach at the Office of Personnel Management in 2015 exposed the data of about 22.1 million federal employees, contractors, and others with personal data on the office’s network.

NBIS is supposed to replace legacy background investigation information technology systems and serve as the federal government’s “one-stop-shop IT system for end-to-end personnel vetting,” complete with better data protection, integration, and usability.

The system was supposed to be fully functional in 2019, and DCSA took charge of it in 2020. But four years later, it is still a long way from complete. The Government Accountability Office blamed the delays on DCSA, which it said ignored multiple recommendations since 2021 to implement basic management principles such as developing a reliable schedule and cost estimates and enhancing oversight, particularly for cybersecurity controls.

“These are key fundamental program management principles, and in the past the program has been so focused on moving out to deliver capabilities that they had told us it was an administrative burden and a waste of time, frankly, to develop a schedule or a cost estimate,” Alissa Czyz, GAO’s director for defense capabilities management, told lawmakers. “ … Well, now they’re years late and behind schedule and over cost too.”

In the meantime, the DOD suffered one of its largest intelligence leaks ever in 2023 when Airman 1st Class Jack Teixeira, a member of the Air National Guard, shared classified material on a social media site. The incident raised questions about insider threats and the vetting process for individuals requesting a security clearance.

Teixeira was not referenced in the hearing, but DCSA provides vetting services for 95 percent of the federal government, which equates to 2.7 million investigations per year, Cattler said in his testimony. The personnel vetting system and its outdated IT infrastructure has long been afflicted by “skyrocketing processing times which created a towering backlog of qualified individuals who could not start serving in national security roles,” said subcommittee ranking member Rep. Kweisi Mfume (D-Md.).

Mfume cited a January GAO report showing that 17 out of 31 federal agencies did not trust each others’ security clearance processes, leading to duplicative, time-intensive vetting at each agency.

“Extensive wait times force talented agency recruits to pursue employment outside of the government when their security clearance stretches for months and sometimes years,” Mfume said. “And can you really blame them?”

As the “one-stop shop” for personnel vetting IT systems, NBIS forms the “lynchpin” to Trusted Workforce 2.0, said Czyz. When it slows, so too does the overall reform effort.

At this point, DCSA does not expect to fully sunset its legacy systems until fiscal 2028, but Czyz expressed confidence in Cattler, who became director of DCSA in March. She recalled the new director quoting from GAO’s past reports when GAO representatives visited DCSA in Quantico, Va., about six weeks after Cattler took the seat.

“He asked us point-blank how his agency had interacted with GAO in the past and that he was committed to having a collaborative relationship in implementing our recommendations,” Czyz said. “So I think we are very encouraged by his early leadership here.”

Indeed, when asked about accountability, Cattler said DCSA has “had some people move on,” and “fundamentally” changed internal and external communications, and taken “punitive measures” against some employees and contractors since he came on board.

The agency is nearly at the end of a 90-day NBIS recovery plan which began April 1. Cattler expects the plan to yield a new roadmap for the system, a new leadership team, a reliable funding profile, an audit conducted by the DCSA inspector general, acquisition oversight from the Office of the Under Secretary of Defense for Acquisition and Sustainment, and other actions meant to reset the process.

“While it’s not my fault, it is my responsibility to make sure DCSA delivers on this set of requirements,” Cattler said. “It’s critical that we do so.”

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New DOD Official Wants to Revamp Background Check Process (2024)

FAQs

New DOD Official Wants to Revamp Background Check Process? ›

The new head of the Defense Counterintelligence and Security Agency told lawmakers he aims to reverse years of poor management of DCSA's background check modernization effort, which is already more than five years behind schedule and half a billion dollars over budget.

How far back does a DOD background check go? ›

The SF-86 form requests information back 7 years for employment and residence; however, to comply with the investigative standards, 10 years is required.

Who does DOD background checks? ›

Overview. DCSA's Personnel Security mission consists of three distinct processes: Background Investigations, Adjudications and Continuous Vetting. As a result, DCSA has responsibility for the end-to-end personnel security process.

What is the clearance process for the DOD? ›

Our process
  • Receive a conditional offer of employment. ...
  • Complete Standard Form 86 (SF-86) ...
  • Take a polygraph. ...
  • Get a psychological or medical evaluation. ...
  • Perform credit check and National Agency Check (NAC) ...
  • Conduct background investigation. ...
  • Adjudicate and final job offer.

How long does it take the federal government to complete a background check? ›

Typically, federal background checks take about one day to complete. Since a federal background check only searches for crimes prosecuted at the federal level, within the 94 US federal judicial districts, many employers choose to search both federal and state criminal records for a more comprehensive criminal history.

What disqualifies you from DoD clearance? ›

What can disqualify you?
  • You are not a U.S. citizen.
  • You were dishonorably discharged from the military.
  • You are currently involved in illegal drug use.
  • You have been judged as mentally incompetent or mentally incapacitated by a mental health professional.
  • You have had a clearance revoked for security reasons.

What is level 7 clearance? ›

Level 6 – 7 (Top Secret)

Top Secret is a more stringent clearance. A Top Secret, or “TS”, clearance, is often given as the result of a Single Scope Background Investigation, or SSBI.

What is a Tier 3 background investigation? ›

T3 is the investigation required for positions designated as non-critical sensitive and/or requiring eligibility for "L" access or access to Confidential or Secret information. T3R is the reinvestigation product required for the same positions. The Standard Form (SF) 86 is used to conduct these investigations.

What is a Tier 4 background investigation? ›

Tier 4 is the same except high risk public trust and significantly affect. Those don't come with access. Typically these are front-facing positions where you are visible and if you mess up, your name will be in the news. Meanwhile tier 3 and tier 5 investigations are for national security.

What is a Tier 5 background investigation? ›

Tier 5 (Former SSBI or Level 3) – critical sensitive national security position. This investigation makes the staff member eligible for a top-secret clearance. Tier 5+ (Formerly level 4) – a select designation for staff needing TS/SCI security clearances. Only a very select few positions are within this scope.

What is the denial rate for a DoD security clearance? ›

Between 2015 and 2020, about 2-5% of security clearance applications faced denial each year. According to the Defense Office of Hearings and Appeals (DOHA), Financial Issues caused 29% of denials in 2020,which isn't surprising considering the amount of debt most Americans carry.

Is DoD secret clearance hard to get? ›

How difficult is it to obtain a top secret security clearance in the US military? It is not difficult at all. To obtain a Top Secret security clearance in the US military requires 3 things: Eligibility based on a favorably adjudicated Tier 5 investigation.

What is DoD Top Secret clearance levels? ›

What is the highest security clearance you can get? The federal government provides three levels of clearance: confidential, secret, and top secret. Top secret clearance is the highest security clearance level anyone can get. A candidate's responsibilities determine the level of clearance granted.

Is it hard to pass a federal background check? ›

A federal employment background check process is understandably more thorough and stringent than most. Certain disqualifiers could prevent you from obtaining the job because there may be concern about your general suitability for the position and your ability to obtain necessary security clearances.

Why do federal background checks take so long? ›

A variety of factors could cause a federal background check to take longer than a day or two. The most common is inaccurate or incomplete request forms – when the proper information isn't in place, the search is much harder.

What is the longest wait for a background check? ›

How Long Does a Background Check Take for a Job?
Type of Background CheckAverage Time Required
Fingerprint Background Checks1 to 3 days
Employment Background Checks1 to 5 days
Universal Background Checks2 days
Criminal Background Checks1 to 2 weeks
1 more row
Oct 17, 2023

How far back do most background checks go for employment? ›

Background checks generally cover varying timeframes, such as seven to 10 years for criminal and federal checks, three to seven years for employment verifications, the highest degree earned for education verifications, three to 7 years for MVR checks, and seven years or longer for credit checks based on the position.

How long does DoD clearance last? ›

An individual is normally subject to periodic reinvestigation at a minimum of every 5 years for a Top Secret level clearance and every 10 years for a Secret level clearance.

How far back does TS SCI go? ›

Differences by Security Levels

For Confidential clearances, investigations typically examine the past 7 years. Secret clearances involve a deeper look, generally covering up to 10 years. Top Secret clearances require the most extensive investigation, often looking back 15 years.

What are the levels of DoD security clearance? ›

The four main types of security clearances for national security positions are: confidential, secret, top secret and sensitive compartmented information.
  • Confidential. ...
  • Secret. ...
  • Top Secret. ...
  • Top Secret, Sensitive Compartmented Information.

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