Functional Anatomy, Pathomechanics, and Pathophysiology of Lateral Ankle Instability (2024)

Objective: To describe the functional anatomy of the ankle complex as it relates to lateral ankle instability and to describe the pathomechanics and pathophysiology of acute lateral ankle sprains and chronic ankle instability.

Data Sources: I searched MEDLINE (1985–2001) and CINAHL (1982–2001) using the key words ankle sprain and ankle instability.

Data Synthesis: Lateral ankle sprains are among the most common injuries incurred during sports participation. The ankle functions as a complex with contributions from the talocrural, subtalar, and inferior tibiofibular joints. Each of these joints must be considered in the pathomechanics and pathophysiology of lateral ankle sprains and chronic ankle instability. Lateral ankle sprains typically occur when the rearfoot undergoes excessive supination on an externally rotated lower leg. Recurrent ankle sprain is extremely common; in fact, the most common predisposition to suffering a sprain is the history of having suffered a previous ankle sprain. Chronic ankle instability may be due to mechanical instability, functional instability, or most likely, a combination of these 2 phenomena. Mechanical instability may be due to specific insufficiencies such as pathologic laxity, arthrokinematic changes, synovial irritation, or degenerative changes. Functional instability is caused by insufficiencies in proprioception and neuromuscular control.

Conclusions/Recommendations: Lateral ankle sprains are often inadequately treated, resulting in frequent recurrence of ankle sprains. Appreciation of the complex anatomy and mechanics of the ankle joint and the pathomechanics and pathophysiology related to acute and chronic ankle instability is integral to the process of effectively evaluating and treating ankle injuries.

Talocrural Joint Anatomy

The talocrural, or tibiotalar, joint is formed by the articulation of the dome of the talus, the medial malleolus, the tibial plafond, and the lateral malleolus. The shape of the talocrural joint allows torque to be transmitted from the lower leg (internal and external rotation) to the foot (pronation and supination) during weight bearing. This joint is sometimes called the “mortise” joint and, in isolation, may be thought of as a hinge joint that allows the motions of plantar flexion and dorsiflexion. The axis of rotation of the talocrural joint passes through the medial and lateral malleoli. It is slightly anterior to the frontal plane as it passes through the tibia but slightly posterior to the frontal plane as it passes through the fibula. Isolated movement of the talocrural joint is primarily in the sagittal plane, but small amounts of transverse- and frontal-plane motion also occur about the oblique axis of rotation.²⁶

In an in vivo study of loaded ankles in the closed kinetic chain, 30° of physiologic plantar flexion (actual motion) from the neutral position was composed of 28° sagittal-plane movement (plantar flexion), 1° transverse-plane movement (internal rotation), and 4° frontal-plane movement (inversion).²⁶ Comparatively, 30° of physiologic dorsiflexion (actual motion) in the closed kinetic chain was composed of 23° sagittal-plane movement (dorsiflexion), 9° transverse-plane movement (external rotation), and 2° frontal-plane movement (eversion).²⁶ Closed kinetic chain dorsiflexion occurs when the tibia moves anteriorly on the fixed talus during weight bearing. The concept of triplanar motion at the talocrural motion is important in understanding the stability of the talocrural joint (Figure ​(Figure11).

See Also

How to Avoid (and Fix) a Bum Ankle (Published 2022)Best ankle instability exercises & stretchesAnkle InstabilityAnkle Impingement Syndrome: Practice Essentials, Background, Epidemiology

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Figure 1

The talocrural axis of rotation.

When the ankle complex is fully loaded, the articular surfaces are the primary stabilizers against excessive talar rotation and translation²⁷; however, the contribution of the ligaments to talocrural joint stability is crucial. The talocrural joint receives ligamentous support from a joint capsule and several ligaments, including the anterior talofibular ligament (ATFL), posterior talofibular ligament (PTFL), calcaneofibular ligament (CFL), and deltoid ligament. The ATFL, PTFL, and CFL support the lateral aspect of the ankle, while the deltoid ligament provides medial support.

The ATFL lies on the dorsolateral aspect of the foot and courses from the lateral malleolus anteriorly and medially toward the talus at an angle of approximately 45° from the frontal plane.²⁸ The ATFL is an average of 7.2 mm wide and 24.8 mm long.²⁸ In vitro kinematic studies have shown that the ATFL prevents anterior displacement of the talus from the mortise and excessive inversion and internal rotation of the talus on the tibia.^{27, 29–32} The strain in the ATFL increases as the ankle moves from dorsiflexion into plantar flexion.²⁹ The ATFL demonstrates lower maximal load and energy to failure values under tensile stress as compared with the PTFL, CFL, anterior inferior tibiofibular ligament, and deltoid ligament.³³ This may explain why the ATFL is the most frequently injured of the lateral ligaments.³⁴

The CFL courses from the lateral malleolus posteriorly and inferiorly to the lateral aspect of the calcaneus at a mean angle of 133° from the long axis of the fibula.²⁸ The CFL restricts excessive supination of both the talocrural and subtalar joints. In vitro experiments have demonstrated that the CFL restricts excessive inversion and internal rotation of the rearfoot and is most taut when the ankle is dorsiflexed.^27,32,35 The CFL is the second most-often injured of the lateral talocrural ligaments.¹⁹

The PTFL runs from the lateral malleolus posteriorly to the posterolateral aspect of the talus. The PTFL has broad insertions on both the talus and fibula²⁸ and provides restraint to both inversion and internal rotation of the loaded talocrural joint.²⁷ It is the least commonly sprained of the lateral ankle ligaments.¹⁹

Subtalar Joint Anatomy

The subtalar joint is formed by the articulations between the talus and the calcaneus and, like the talucrural joint, it converts torque between the lower leg (internal and external rotation) and the foot (pronation and supination). The subtalar joint allows the motions of pronation and supination and consists of an intricate structure with 2 separate joint cavities. The posterior subtalar joint is formed between the inferior posterior facet of the talus and the superior posterior facet of the calcaneus.²⁵ The anterior subtalar, or talocalcaneonavicular, joint is formed from the head of the talus, the anterior-superior facets, the sustentaculum tali of the calcaneus, and the concave proximal surface of the tarsal navicular. This articulation is similar to a ball-and-socket joint, with the talar head being the ball and the anterior calcaneal and proximal navicular surfaces forming the socket in conjunction with the spring ligament.³⁶ Viladot et al³⁷ reported great individual variation in the architecture of the anterior subtalar joint.

The anterior and posterior subtalar joints have separate ligamentous joint capsules and are separated from each other by the sinus tarsi and canalis tarsi.³⁷ The anterior joint lies farther medial and has a higher center of rotation than the posterior joint, but the 2 joints share a common axis of rotation.^36,37 This discrepancy results in an oblique axis of rotation of the subtalar joint, which averages a 42° upward tilt and a 23° medial angulation from the perpendicular axes of the foot (Figure ​(Figure22).³⁸ Great variations have been identified in the position of the axis of rotation across individuals.³⁸

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Figure 2

The subtalar axis of rotation allows the triplanar motions of pronation and supination. This picture illustrates these motions in the open kinetic chain.

The ligamentous support of the subtalar joint is extensive and not well understood. Marked discrepancies exist in the literature regarding the terminology for the individual ligaments and the functions these ligaments serve.^37,39 Essentially, the lateral ligaments may be divided into 3 groups: (1) deep ligaments, (2) peripheral ligaments, and (3) retinacula (Figure ​(Figure33).^37,40

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Figure 3

The intrinsic subtalar ligaments: (1) interosseous ligament, (2) cervical ligament, and (3) deep fibers of the extensor retinaculum. Reprinted with permission of Hertel J, Denegar CR, Monroe MM, Stokes WL. Talocrural and subtalar joint instability after lateral ankle sprain. Med Sci Sports Exerc. 1999;31:1501–1508; Lippincott Williams & Wilkins.⁴¹

The deep ligaments consist of the cervical and interosseous ligaments. Together these ligaments stabilize the subtalar joint and form a barrier between the anterior and posterior joint capsules. These ligaments, which cross obliquely through the canalis tarsi, have been described as the “cruciate ligaments of the subtalar joint.”³⁷ The cervical ligament lies anterior and lateral to the interosseous ligament and runs from the cervical tubercle of the calcaneus anteriorly and medially to the talar neck. The cervical ligament lies within the sinus tarsi and provides support to both the anterior and posterior joints.⁴² It is the strongest of the subtalar ligaments and has been shown to resist supination during in vitro kinematic experiments.^30,37,39

The interosseous ligament lies just posterior to, and courses more medially than, the cervical ligament. The interosseous ligament originates on the calcaneus just anterior to the posterior subtalar joint capsule and runs superiorly and medially to its insertion on the talar neck. Because of its diagonal orientation and oblique fiber arrangement across the joint, portions of the interosseous ligament are taut throughout pronation and supination.^30,37,39 This ligament is sometimes called the ligament of the canalis tarsi.³⁰

Fibers of the inferior extensor retinacula (IER) have also been proposed to provide support to the lateral aspect of the subtalar joint.⁴⁰ Three roots of the IER have been identified within the sinus tarsi: lateral, intermediate, and medial. Only the lateral root of the IER has been shown to significantly affect subtalar joint stability³⁷; however, injury to any of the roots has been suggested in the cause of sinus tarsi syndrome.⁴³

The peripheral ligaments of the subtalar joint include the CFL and lateral talocalcaneal (LTCL) and fibulotalocalcaneal (FTCL) ligaments. The CFL is integral in preventing excessive inversion and internal rotation of the calcaneus in relation to the talus.^30,31,34,35 While the CFL does not normally connect the calcaneus to the talus, various attachments of the anterior aspect of the CFL to the talus have been reported.⁴⁰

Lateral Ankle Ligaments

The LTCL runs parallel and anterior to the CFL but only crosses the posterior subtalar joint (Figure ​(Figure4).4). While the LTCL is smaller and weaker than the CFL, it helps prevent excessive supination of the subtalar joint.^28,30,37 Various shapes of the LTCL have been reported, and occasionally its fibers are continuous with those of the CFL.^28,40 The FTCL, or ligament of Rouviere, runs from the posterior surface of the lateral malleolus to the posterolateral surface of the talus and then to the posterolateral calcaneus. It lies distinctly posterior to the CFL and assists in resisting excessive supination.³⁷

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See Also

Surgical Realignment of the Foot or Ankle

Figure 4

The lateral ligaments of the ankle: (1) anterior talofibular ligament, (2) calcaneofibular ligament, (3) posterior talofibular ligament, (4) cervical ligament, and (5) lateral talocalcaneal ligament. Reprinted with permission of Hertel J, Denegar CR, Monroe MM, Stokes WL. Talocrural and subtalar joint instability after lateral ankle sprain. Med Sci Sports Exerc. 1999;31:1501–1508; Lippincott Williams & Wilkins.⁴¹

The bifurcate ligament also deserves mention as a static supporter of the lateral ankle complex. It consists of 2 branches: (1) dorsal calcaneocuboid, and (2) dorsal calcaneonavicular. This ligament resists supination of the midfoot and is often injured in conjuction with hypersupination mechanisms associated with lateral ankle sprain.³⁴

Distal Tibiofibular Joint Anatomy

The third joint of the ankle complex is the distal articulation between the tibia and fibula. This joint is a syndesmosis that allows limited movement between the 2 bones; however, accessory gliding at this joint is crucial to normal mechanics throughout the entire ankle complex.⁴⁴ The joint is stabilized by a thick interosseous membrane and the anterior and posterior inferior tibiofibular ligaments. The structural integrity of the sydesmosis is necessary to form the stable roof for the mortise of the talocrural joint. The anterior inferior tibiofibular ligament is often injured in conjunction with eversion injuries, and damage results in the so-called high ankle sprain rather than the more common lateral ankle sprain.⁴⁵

Muscles and Tendons

When contracted, musculotendinous units generate stiffness, which leads to dynamic protection of joints. The muscles that cross the ankle complex are often described based on their concentric actions; however, when considering their role in providing dynamic stability to joints, it may be helpful to think about eccentric functions. The peroneal longus and brevis muscles are integral to the control of supination of the rearfoot and protection against lateral ankle sprains.⁴⁶

In addition to the peroneals, the muscles of the anterior compartment of the lower leg (anterior tibialis, extensor digitorum longus, extensor digitorum brevis, and peroneus tertius) may also contribute to the dynamic stability of the lateral ankle complex by contracting eccentrically during forced supination of the rearfoot. Specifically, these muscles may be able to slow the plantar-flexion component of supination and thus prevent injury to the lateral ligaments.⁴⁷

Innervation

The motor and sensory supplies to the ankle complex stem from the lumbar and sacral plexes. The motor supply to the muscles comes from the tibial, deep peroneal, and superficial peroneal nerves. The sensory supply comes from these 3 mixed nerves and 2 sensory nerves: the sural and saphenous nerves. The lateral ligaments and joint capsule of the talocrural and subtalar joints have been shown to be extensively innervated by mechanoreceptors that contribute to proprioception.^37,48,49 The major importance of muscle spindles, especially of those in the peroneal muscles, to proprioception about the ankle complex has been described.⁵⁰

Mechanical Instability

Mechanical instability of the ankle complex occurs as a result of anatomic changes after initial ankle sprain, which lead to insufficiencies that predispose the ankle to further episodes of instability. These changes include pathologic laxity, impaired arthrokinematics, synovial changes, and the development of degenerative joint disease, which may occur in combination or isolation.

Pathologic Laxity. Ligamentous damage often results in pathologic laxity of injured joints, thus causing these joints to be mechanically unstable. The extent of pathologic laxity of the ankle depends on the amount of ligamentous damage to the lateral ligaments. Pathologic laxity can result in joint instability when the ankle is put in vulnerable positions during functional activities, resulting in subsequent injury to joint structures. Pathologic laxity may be assessed clinically with physical examination, stress radiography,^69,70 or instrumented arthrometry.^71,72 After lateral ankle sprain, pathologic laxity most often occurs in the talocrural and subtalar joints.⁶⁹

Talocrural instability is caused primarily by injury to the ATFL and CFL.⁷³ Injury to the ATFL is often assessed by determining the amount of anterior displacement of the talus from the tibiofibular mortise using an anterior drawer test. Integrity of the ATFL may also be assessed by inverting the talus with the talocrural joint in a plantar-flexed position and determining the amount of talar tilt present. Calcaneofibular ligament integrity is best assessed by determining the amount of talar tilt present when inverting the rearfoot with the talocrural joint in a dorsiflexed position. The amount of inversion talar tilt assessed with stress radiography increases dramatically with combined lesions of the ATFL and CFL.³² Whereas pathologic laxity is often present in those with CAI, 11% of healthy individuals also have asymmetric ankle laxity as assessed by the anterior drawer and talar tilt tests.⁷⁴

Mechanical instability of the talocrural joint is traditionally explained in single planes, although this disregards the normal triplanar movement allowed at this joint. An excessive anterior drawer represents laxity in the transverse plane, while increased talar tilt indicates laxity in the frontal plane. These simplifications disregard the fact that the talocrural joint normally moves about a triplanar axis and ignore the issue of rotary instability of the talocrural joint. Specifically, in the absence of an intact ATFL, the talus is able to excessively supinate, with a large internal-rotation component in relation to the tibia.⁷⁵ Comprehensive assessment of the unstable talocrural joint should focus on uniplanar and triplanar instability patterns.

Injury to the CFL also causes pathologic laxity of the subtalar and talocrural joints. On arthrography, many injuries to the CFL are accompanied by injury to the subtalar-joint capsule, cervical ligament, and other lateral ligaments.^56,76 Rupture of the LTCL has also been implicated in chronic instability of the lateral subtalar joint.⁴² Stress radiography has been used to quantify the amount of subtalar tilt^77,78 and anterior displacement of the calcaneus from the talus,⁷⁹ although the validity of the most common method used for these assessments, the modified Broden view, has been challenged.⁸⁰ Hertel et al⁴¹ described the medial subtalar glide test, which assesses the amount of medial translation of the calcaneus on the talus in the transverse plane (Figure ​(Figure6).6). The results of the medial subtalar glide test compared favorably with the results of stress radiography.⁴¹

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Figure 6

The medial subtalar glide test is performed by translating the calcaneus medially in the transverse plane. Reprinted with permission of Hertel J, Denegar CR, Monroe MM, Stokes WL. Talocrural and subtalar joint instability after lateral ankle sprain. Med Sci Sports Exerc. 1999;31:1501–1508; Lippincott Williams & Wilkins.⁴¹

Arthrokinematic Impairments. Another potential insufficiency contributing to mechanical instability of the ankle is impaired arthrokinematics at any of the 3 joints of the ankle complex. One arthrokinematic restriction related to repetitive ankle sprains involves a positional fault at the inferior tibiofibular joint. Mulligan⁴⁴ suggested that individuals with CAI may have an anteriorly and inferiorly displaced distal fibula. If the lateral malleolus is indeed stuck in this displaced position, the ATFL may be more slack in its resting position. Thus, when the rearfoot begins to supinate, the talus can go through a greater range of motion before the ATFL becomes taut. This positional fault of the fibula may result in episodes of recurrent instability, leading to repetitive ankle sprains. The findings of 2 case studies^81,82 and one pilot study⁸³ present preliminary evidence for restriction of posterior fibular glide after lateral ankle sprain, suggesting that the lateral malleolus may be subluxated in an anteriorly displaced position.

Hypomobility, or diminished range of motion, may also be thought of as a mechanical insufficiency. Restricted dorsiflexion range of motion is thought to be a predisposition to lateral ankle sprain.⁸⁴ If the talocrural joint is not able to fully dorsiflex, the joint will not reach its closed-pack position during stance and, therefore, will be able to invert and internally rotate more easily. Limited dorsiflexion in the closed kinetic chain is also typically compensated for by increased subtalar pronation. Some evidence demonstrates dorsiflexion restrictions in athletes with repetitive ankle sprains.^85,86 Greene et al⁸⁷ recently demonstrated that altered arthrokinematics may limit dorsiflexion after acute ankle sprain. Patients with acute ankle sprains who were treated with posterior mobilization of the talus on the tibia recovered their dorsiflexion range of motion more quickly than those not treated with joint mobilization. Denegar et al⁸⁸ found restricted posterior talar glide in athletes 12 weeks after acute ankle sprain. Interestingly, these athletes did not have significantly decreased dorsiflexion range of motion as assessed through standard clinical measures. This suggests that dorsiflexion may be returned to normal ranges in the absence of normal arthrokinematics due to extensive stretching of the triceps surae. Further research is needed to elucidate the clinical implications of altered arthrokinematics after ankle sprain.

Synovial and Degenerative Changes. Mechanical instability of the ankle complex may also occur due to insufficiencies caused by synovial hypertrophy and impingement or the development of degenerative joint lesions. Synovial inflammation has been shown in the talocrural and posterior subtalar-joint capsules. Patients with synovial inflammation often report frequent episodes of pain and recurrent ankle instability, which are due to impingement of hypertrophied synovial tissue between the respective bones of the ankle complex. DiGiovanni et al⁸⁹ identified anterolateral impingement syndrome of the talocrural joint in 67% and talocrural synovitis in 49% of patients requiring surgery for lateral instability. Sinus tarsi syndrome, or synovitis of the lateral aspect of the posterior subtalar joint, often occurs as a sequela to repetitive bouts of ankle instability.^43,90

Repetitive bouts of ankle instability have also been related to degenerative changes in the ankle complex.¹⁰ Individuals undergoing surgery for ankle-ligament repair were 3.37 times more likely to have osteophytes, or loose bodies, than those with asymptomatic ankles.⁷⁴ Similarly, Gross and Marti¹¹ demonstrated more osteophytes and subchondral sclerosis in volleyball players with a history of repetitive ankle sprains compared with a group of healthy controls. Greater varus angulation of the tibial plafond has also been identified in subjects with CAI when compared with those suffering initial acute sprains.⁹¹ It is unclear whether this is a developmental change in response to numerous bouts of ankle instability or a structural predisposition to recurrent ankle sprains.

Functional Instability

Injury to the lateral ligaments of the ankle results in adverse changes to the neuromuscular system that provides dynamic support to the ankle. Freeman et al^16,17 first described the concept of functional instability in 1965. They attributed impaired balance in individuals with lateral ankle sprains to damaged articular mechanoreceptors in the lateral ankle ligaments, which resulted in proprioceptive deficits. The contribution of impaired proprioception, while important, does not fully explain why ankle-ligament injury predisposes athletes to functional ankle instability. The pathoetiologic model is not complete without including impaired neuromuscular control, thus resulting in inadequacies of the dynamic defense mechanism protecting against hypersupination of the rearfoot.⁹² Figure ​Figure77 illustrates the links between proprioception and neuromuscular control of joint stability. Over the past 2 decades, functional insufficiencies among individuals with either acute ankle sprains or CAI have been demonstrated by quantifying deficits in ankle proprioception, cutaneous sensation, nerve-conduction velocity, neuromuscular response times, postural control, and strength.

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Figure 7

Paradigm of proprioception and neuromuscular control. CNS indicates central nervous system.

Impaired Proprioception and Sensation. Proprioception at the ankle is impaired in individuals prone to repetitive ankle sprains on measures of kinesthesia^93–95 and active replication of joint angles.^96–98 While Gross⁹⁹ did not find significant differences in active and passive replication of joint angles in subjects with unilateral CAI, most studies assessing proprioception in subjects with CAI demonstrate impairments. Recent evidence suggests that alteration in muscle-spindle activity in the peroneal muscles may be more important than altered articular mechanoreceptor activity in the manifestation of proprioceptive deficits at the ankle.⁵⁰ The clinical relevance of proprioceptive deficits is not fully understood at this time, and whether proprioception is improved through rehabilitation exercises has not yet been conclusively demonstrated.¹⁰⁰

Impaired cutaneous sensation^101–104 and slowed nerve-conduction velocity^102,105 have been reported as indicators of common peroneal nerve palsy after acute lateral ankle sprain, but no evidence exists that such impairments are present in patients with CAI. Further research in this area is warranted.

Impaired Neuromuscular-Firing Patterns. Impaired neuromuscular-recruitment patterns have been demonstrated in individuals with a history of repetitive lateral ankle sprain.^{104,106–111} This has been most commonly shown by assessing the reflexive response times of the peroneal muscles to inversion or supination perturbations. Conflicting results in the literature may be due to methodologic differences among investigators.^59,112–116 If peroneal response is impaired in those with CAI, it may be due to impaired proprioception, slowed nerve-conduction velocity, or central impairments in neuromuscular-recruitment strategies. Evidence of the latter was presented by Bullock-Saxton et al,¹¹¹ who found bilateral deficits of gluteus medius recruitment in subjects with a history of severe unilateral ankle sprain. This finding suggests that neuromuscular impairments are not only present in structures that cross the affected ankle but also exist along other neuromuscular pathways in both limbs, thus indicating central neural adaptations to peripheral joint conditions.

Impaired Postural Control. Impaired postural control during single-leg stance has been demonstrated frequently in individuals after acute ankle sprain^{16–17,104,117–126} and in those with a history of repetitive ankle sprains.^{21,93,127–132} Noninstrumented assessment of the modified Romberg test has been performed by having subjects stand as motionless as possible on one leg for a period usually ranging from 10 to 30 seconds. This task is performed while standing on the involved limb and then the uninvolved limb, first with eyes open and then with eyes closed. Both the subject and the examiner make a subjective judgment as to which limb either feels or appears to cause greater postural instability. Subjective assessment of postural control has consistently identified functional insufficiencies in those with chronically unstable ankles.^{16,17,93,129,132}

Instrumented assessment of postural control has also been used to discriminate between functionally stable and unstable ankles. Piezoelectric force plates allow for assessment of the COP during single-leg standing. Two very common dependent measures of postural control include the overall length of the path of COP and the velocity of COP excursions during the duration of an entire trial of single-leg standing. Shorter length of COP displacement and slower velocity of COP excursions are associated with better postural control. Dozens of dependent measures of postural control have been reported related to balance deficits and ankle instability. Despite varying methods, postural-control deficits have consistently been demonstrated between stable and unstable ankles when using instrumented assessment, although conflicting findings exist.^65,133–136

Postural-control deficits are likely due to a combination of impaired proprioception and neuromuscular control. When balancing in single-leg stance, the foot pronates and supinates in an effort to keep the body's center of gravity above the base of support. This is referred to as the “ankle strategy” of postural control. Individuals with CAI have been shown to use more of a “hip strategy” to maintain unilateral stance than uninjured individuals.¹³⁷ The hip strategy is less efficient than the ankle strategy in maintaining unilateral stance. This alteration in postural-control strategy is likely due to changes in central neural control that occur in the presence of ankle-joint dysfunction. Further evidence of central changes in neuromuscular control were presented by Friden et al,¹¹⁷ who found bilateral impairment of postural control in subjects with acute ankle sprains.

Interestingly, side-to-side differences in postural control often return to insignificant levels in the weeks and months after initial injury, whether structured rehabilitation programs are adhered to or not.^118,126,138 Holme et al¹²⁶ reported that 4 months after acute ankle sprain, both subjects who did and those who did not perform a comprehensive rehabilitation program emphasizing balance and coordination exercises showed no significant postural-control deficits. However, subjects who did not undergo rehabilitation were more than twice as likely to suffer recurrent sprains than those who did rehabilitate their ankles. Thus, while quantification of postural control may not be able to predict those at risk of recurrent sprain in all instances, retraining of postural control after ankle sprain is nonetheless advantageous.

Strength Deficits. Strength deficits have been reported among individuals with CAI.^20,139–142 Diminished strength has been reported for both eversion^{20,139,141,142} and inversion,^140,142 although reports of no strength deficits also exist.^{95,132,134,143} Assuming that strength deficits do exist in some patients with CAI, the reason for such impairments is unclear. Is this weakness due to muscle damage or atrophy? Or could deficits be due to impaired neuromuscular recruitment in the presence of ankle-joint abnormality and, therefore, be causing functional insufficiency in the dynamic defense mechanism? Further research is needed to elucidate the role of strength deficits in CAI.

Relationships Between Functional Insufficiencies

The individual symptoms of functional ankle instability do not occur in isolation but are likely all components of a complex pathoetiologic paradigm. Joint injury results in proprioceptive decrements, which also lead to impairments in neuromuscular control. These changes limit the dynamic defense system of the ankle and predispose the ankle to recurrent episodes of instability. Altered muscle-spindle activity, as mediated through the γ-motoneuron system, may be the keystone to these interrelated symptoms.⁵⁰ Figure ​Figure77 illustrates the feedback loop among the somatosensory system, the central nervous system, and the α- and γ-motoneuron systems. The key to treating functional insufficiency may lie in restoration of normal γ-motoneuron activity.

Relationships Between Mechanical and Functional Insufficiencies

The interactions between mechanical insufficiency and functional insufficiency and the relationships between the specific insufficiencies have not been clearly elucidated. Research is needed to examine the relationships between mechanical and functional insufficiencies and the effects of common treatment strategies on both types of insufficiency. While this new model of functional and mechanical insufficiency helps to explain the causative spectrum related to CAI, further developments are needed to improve the clinical outcomes of athletes who suffer from lateral ankle instability.

An example of an assessment technique that evaluates multiple insufficiencies is the Star Excursion Balance Tests. These tests are a series of dynamic postural-control tasks that require stabilization on one lower limb and a functional reach with the contralateral lower limb in different directions. In order to optimally execute these tasks, adequate postural control, strength, and range of motion must be present. Olmsted et al¹⁴⁴ demonstrated impairment in performance on the Star Excursion Balance Tests among a group of athletes with CAI. Further research is needed to identify which specific mechanical and functional insufficiencies are related to such impaired performance on these tests of dynamic balance. The development of more evaluation tools will allow the assessment of multiple insufficiencies simultaneously during functional activities.

Prevention of Chronic Instability

The natural progression of acute ankle sprains is for subjects to report gradual improvement as the initial symptoms of pain, swelling, and loss of function subside in the weeks after injury.¹³⁶ The conundrum facing clinicians is how to convince patients with an ankle sprain that is improving that they need to continue rehabilitation for several weeks or months after their initial symptoms have subsided. Comprehensive rehabilitation programs that emphasize proprioceptive, neuromuscular control, and balance training significantly reduce the risk of recurrent ankle sprains.^126,145,146 While ankle taping and bracing also appear to be effective in preventing repetitive ankle sprains,^145,147,148 it is unlikely that ankle taping or bracing alone is as effective as completion of a comprehensive rehabilitation program in combination with taping or bracing. Preventive measures to reduce the incidence of recurrent sprains must address pathologic laxity, arthrokinematic changes, and other mechanical insufficiencies related to mechanical instability and the proprioceptive and neuromuscular deficits seen with functional instability.

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